Transitioning Consumer Duty into Business As Usual

Transitioning Consumer Duty into Business As Usual

by Alec Wimbleton, Compliance and Business Assurance Director Transitioning a project plan into the realm of Business as Usual (BAU) processes can be a formidable task, especially when regulatory oversight looms large. While fully integrating Consumer Duty into...
Transitioning Consumer Duty into Business As Usual

Proving Compliance with Consumer Duty

by Alec Wimbleton, Compliance and Business Assurance Director Staying informed and up-to-date with compliance developments is crucial for brokers to serve clients effectively. Initiatives, such as Consumer Duty, are essential for brokers to provide fair value, address...